UPS will pay $45 million in fines with SEC settlement
1 of 4 | The world’s largest courier service, UPS, will pay $45 million in fines after settling claims one of its units misrepresented earnings,…
SEC, FCC chairs say they will leave offices on Jan. 20
Securities and Exchange Commission chair Gary Gensler testifies before a Senate Banking, Housing and Urban Affairs Committee oversight hearing on September 14, 2021. He said…
NYSE seeks SEC approval for extended 22-hour- per-day stock trading
New York Stock Exchange parent company Intercontinental Exchange, Inc. said Friday weekday electronic trading will be extended to 22 hours a day, subject to regulatory…
Alabama man arrested in SEC hack that affected bitcoin value
The Justice Department said Thursday an Alabama man suspected of hacking the Securities and Exchange Commission's X account in January was arrested Thursday morning in…
Merrill Lynch, Harvest Volatility Management to pay $9.3 million to settle SEC charges
The Securities and Exchange Commission said Wednesday Merrill Lynch and Harvest Volatility Management LLC have settled charges by paying a combined $9.3 million. According to…
Carl Icahn to pay $2M to settle SEC charges he faild to disclose stock pledges
Activist investor Carl Icahn has been ordered to pay $2 million in penalties to the Securities and Exchange Commission, the SEC announced on Monday. File…
New Stock Exchange Proposal For Texas Weighed By SEC
Regional and specialized stock exchanges are returning as demand expands for new products and market locations. The theory that regional or specialized exchanges can bring…
New Government FAR more Gareth Southgate than Michael Gove, culture sec declares as she praises England coach
THE new Government will be "far more" like Gareth Southgate and "far less" like Michael Gove, the Culture Secretary has declared.Lisa Nandy praised the England…
Supreme Court says fund managers accused of fraud have right to jury trial
WASHINGTON — The Supreme Court on Thursday made it harder for the Securities and Exchange Commission to penalize fund managers accused of defrauding investors. In a…
Sierra Club sues SEC over new climate-reporting rule
The Sierra Club is suing the Securities and Exchange Commission over a new rule it says does not go far enough in mandating that companies…
CFP weighing model with 3 automatic bids apiece for Big Ten, SEC
College Football Playoff officials are considering a 14-team format that would guarantee three spots each for the Big Ten and Southeastern Conference, two for the…
SEC expected to scale back landmark climate disclosure rule
If finalized, the scaled-back rule could represent a major victory for groups like the U.S. Chamber of Commerce and the American Farm Bureau Federation that…
Judge orders Elon Musk to testify in SEC probe over Twitter purchase
A federal judge ordered Elon Musk to testify in an investigation by the Securities and Exchange Commission in connection with his purchase of the social…
SEC approves bitcoin ETFs to start trading Thursday
1 of 2 | Bitcoin’s exchange-traded funds won approval Wednesday from the Securities and Exchange Commission, clearing the way for more Americans to invest as…
Alabama defeats top-ranked Georgia for the SEC championship
ATLANTA — Alabama is again the top dog in the Southeastern Conference — and perhaps headed to the College Football Playoff — after ending Georgia’s 29-game…